Sr Compliance Analyst, Market Surveillance. At least 3+ years of experience in market surveillance, trade surveillance, or closely related field. This role offers an exciting opportunity to be at the forefront of market surveillance, protecting the integrity of financial markets by detecting insider...
The successful candidate will have prior e-communications surveillance experience in the financial services industry. This role involves working with advanced surveillance tools to detect, analyze, and report on communication patterns, trends, and any suspicious activities. Conduct surveillance and ...
The Trade Surveillance analyst is primarily accountable for conducting "Market Conduct Trade Surveillance” which begins with computerized analyses of activities that trigger “alerts” requiring additional review to determine whether the activity was a violation of a law, rule, regulation, policy or p...
At least 3+ years of experience in market surveillance, trade surveillance, or closely related field. This role offers an exciting opportunity to be at the forefront of market surveillance, protecting the integrity of financial markets by detecting insider trading and market manipulation. You'll rev...
As an Investor Relations Analyst, you will have the opportunity to help drive the growth of a leading Investor Relations surveillance services provider and make an immediate impact on the business and our corporate clients. We’re looking for an Analyst, within the Investor Relations division to:. Yo...
At least 4+ years of direct experience in market surveillance or trade surveillance. You'll fine-tune and optimize surveillance systems, leverage data analytics to uncover risks, and collaborate with teams across compliance, risk, product, and engineering. With direct involvement in shaping surveill...
As an Investor Relations Analyst, you will have the opportunity to help drive the growth of a leading Investor Relations surveillance services provider and make an immediate impact on the business and our corporate clients. You will be working within our Investor Relations division focused on our Su...
Assured Guaranty is seeking an Analyst/AVP/Associate to join the U. Public Finance Surveillance team. Participate in and/or conduct meetings and/or lead conference calls for credit updates and/or regarding surveillance issues, with hospital management teams/ higher education administrators, financia...
In the role of Digital Communication Surveillance Analyst, you will be keeping up with developments in digital communication and surveillance technology and be challenged to devise proactive compliance and risk management responses. Your work as a Digital Communications Surveillance Analyst, monitor...
The Email Surveillance Analyst will be responsible for:. The Email Surveillance Analyst should have the following background/prior experience:. The offer for the successful Email Surveillance Analyst includes a competitive hourly pay rate for the duration of a contract until the end of the year (End...
The Email Surveillance Analyst / Associate will be responsible for:. ...
The Surveillance Analyst will oversee hepatitis B surveillance and investigations, conduct epidemiological analyses using surveillance data, ensure data quality and completion of hepatitis-related data requests, and share data presentations with internal and external audiences. In-depth understandin...
Broker dealer located in Downtown Manhattan looking to bring on board a “Surveillance Analyst Fixed Income” to join their team. Assess alerts generated by trade, order, and communication surveillance systems, escalating issues to management as needed. Operate the surveillance control framework and a...
The successful candidate will have prior e-communications surveillance experience in the financial services industry. This role involves working with advanced surveillance tools to detect, analyze, and report on communication patterns, trends, and any suspicious activities. Conduct surveillance and ...
Structured Finance – Senior Credit Analyst or Associate Director - Commercial Mortgage-Backed Securities (Surveillance). ...
G Mass Consulting is seeking a skilled Trade Surveillance Analyst to join the Compliance team of a leading hedge fund in New York City. The ideal candidate will bring hands-on experience in trade surveillance, with a deep understanding of market detection frameworks and regulatory compliance. Conduc...
As part of the Project Portfolio Management team you oversee contract compliance for tech projects, focusing on adherence to terms, quality standards, timelines, and budgets. You act as a liaison between internal teams and external stakeholders, develop strategies to address contract disputes, and p...
BSA/AML Compliance Analyst to join their team. As a Bilingual BSA/AML Compliance Analyst, you will be part of the Compliance Department supporting the Sanctions Screening Team. Bilingual Jr BSA/AML Compliance Analyst. ...
The Compliance Associate is a core member of the RB Compliance team. The Compliance Associate will assist/participate in all compliance aspects of LIHTC, HOME, Section 8 and Rent Stabilization laws. Assist with examining files prior to compliance annual audits. Submit Affordable Remediation for Tax ...
Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Our department pre...
Compliance Analyst is responsible for operational support duties of the Compliance Department, assisting the Compliance Officer as directed. The Compliance Analyst - HMDA/CRA responsibilities include, monitoring the Banks’ Community Reinvestment Act compliance. AVP COMPLIANCE ANALYST - HMDA/CRA. Ass...
Conduct covert field surveillance via both stationary and mobile surveillance. Conduct covert field surveillance, with an emphasis on worker's compensation fraud and insurance fraud. Prepare and file comprehensive investigative reports using the information that was collected from surveillance inves...
We are seeking a passionate, results-oriented Senior Enterprise Business Analyst who can collaborate effectively with internal and external stakeholders to analyze, define and manage requirements to launch new product & services. Provide analysis and impact to user and business for changes to curren...
You must have surveillance experience as a Private Investigator and reside in the Bronx or surrounding area. A majority of the work activity involves field surveillance requiring the investigator to obtain high quality videotape documentation of claimants who have filed workers compensation and liab...
Project Manager(corporate banking/ Treasury banking). Strong Project Management Skills (PMP/ Scrum Masters). Strong Project Management Skills by having PMP/ Scrum Masters are preferred. Good Banking Development project experiences more than 10 years are required. ...