Senior Auditor - Non-Financial Risk
The Execu|Search GroupNew York, New York30+ days ago
Salary
$80,000.00–$125,000.00 yearly
Job description5+ years of Internal Audit and / or Risk Management experience in the Banking and / or Finance industry Bachelor's Degree in Accounting, Finance, and / or a related field Working knowledge of non-Financial Risk topics, Risk Management practices, and Banking / Capital Markets products Working knowledge of the Risk and Control self-assessment process and the lifecycle of third-party engagements. Solid understanding of applicable Regulatory standards / guidance for a Bank Holding Company / Broker Dealer Strong understanding of Audit techniques, workpaper standards, internal controls,, and IIA Standards Great interpersonal skills Excellent communication skills (written and verbal) Strong attention to detail Highly organized
Responsibilities
The Senior Auditor will :
- Execute audit work as assigned including planning, testing, issue identification and report writing
- Effectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measures
- Assist with the delivery and execution of IAD's broader audit plan and assurance duties
- Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile
- Track and validate closure of issues raised by the department and regulators.
- Assist with special projects related to business process improvements or departmental strategic initiatives
- Perform other duties, as needed
Qualifications :