You know all about risk and compliance operating models, regulatory must-dos, and compliance standards. Finance Risk & Compliance are the trusted advisors to our clients. Whether were breaking down meaningful analytics, designing the perfect finance platforms, or building from current risk and compl...
A company is looking for a Senior Manager, U. ...
Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief Auditors. Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including...
AML and Account Compliance Program Manager, Americas Account Compliance. ...
The Senior Manager - Merchant Card Compliance & Control oversees a team that is responsible for ensuring TD US Merchant Solutions' adherence to industry regulations and standards related to card processing, including PCI DSS compliance, monitoring merchant activity, conducting assessments, developin...
A company is looking for a Senior Manager, Extended Producer Responsibility. ...
Experience evaluating emerging products for compliance risk, working with the product and business stakeholders to implement creative solutions to tough compliance requirements, and conducting compliance reviews of new products and marketing materials. We are seeking a highly motivated compliance pr...
We are seeking a Manager to Senior Manager - Risk, Regulatory & Compliance with experience as a bank examiner (e. This specialist will work closely with our Sia colleagues and clients' regulatory affairs, compliance and risk and finance teams, leading cross-functional regulatory remediation initiati...
Experience evaluating emerging products for compliance risk, working with the product and business stakeholders to implement creative solutions to tough compliance requirements, and conducting compliance reviews of new products and marketing materials. We are seeking a highly motivated compliance pr...
Lead and manage day-to-day program requirements with operations teams and program and product managers. ...
Senior Audit Manager, Financial Crimes Compliance (Hybrid). Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). Capital One is seeking an energetic, ...
Our Risk, Regulatory & Compliance Business Unit has been a key part of our clients' technical program management needs. Compliance and Legal Technology Solutions. Relay information relevant to new business activities and prospects to manager, team, and business unit/line leaders. Partner with progra...
We encourage all qualified candidates who are passionate about compliance and seeking to advance their career in a leading Financial Services company to apply for the Senior Audit Manager Consumer Compliance position. A successful Senior Audit Manager Consumer Compliance should have:. Exposure to al...
The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solutions rooted in risk management standards and technical expertise. Identify solutions, develop NSA Compliance Policies, Communication & Access Plans, Security Compliance Pro...
We are seeking a Manager to Senior Manager – Risk, Regulatory & Compliance with experience as a bank examiner (e. This specialist will work closely with our Sia colleagues and clients’ regulatory affairs, compliance and risk and finance teams, leading cross-functional regulatory remediation initiati...
This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Management. Provide compliance oversight and monitoring over key affiliated and unaffiliated service providers to the Northern Funds, including sub-advisers, and their complia...
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. The Compliance Advisor Senior Manager will work independently from the CBD Ch...
Senior Manager of Financial Compliance Recruitment. As our US business grows, we are looking for leaders to come in and help scale our Financial Services Compliance recruitment team. Our Compliance recruitment team is the highest producing desk within the organization and acts as an integral part wi...
Possess a strong business-supporting mindset, clearly guiding and explaining the necessary modifications to advertisements, and helping the marketing department understand compliance standards. Evaluate and improve departmental policies and procedures, and propose recommendations to enhance the comp...
The Senior Manager, Audit & Compliance Analytics is responsible for hands-on leadership of informatics and analytics supporting the Compliance and IAD teams. This position will partner with the Audit and Compliance organization to deliver analytical insights supporting the Compliance and Internal Au...
Our Risk, Regulatory & Compliance Business Unit has been a key part of our clients' technical program management needs. Compliance and Legal Technology Solutions. Relay information relevant to new business activities and prospects to manager, team, and business unit/line leaders. Partner with progra...
Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief Auditors. Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including...
Program Manager to join the DSP Compliance and Enforcement team!. You'll lead strategic initiatives to enhance our compliance monitoring capabilities and provide data-driven insights to senior leadership that shape the future of our program. Analyze compliance data to identify trends and risks, deli...
Center 1 (19052), United States of America, McLean, VirginiaSenior Manager, Senior Counsel - Trade Compliance and Export Controls. Working closely with senior leadership in Legal and with business, compliance, and risk partners across Capital One’s lines of business, you will coordinate internal res...
Review and provide feedback on materials created by Compliance Testing Officers throughout all stages of testing engagements before the final draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Op...