Regulatory analyst Jobs in Chicago, IL
- Promoted
Regulatory Correspondence Production Analyst
Interactive BrokersChicago, IL, US- Promoted
Regulatory Specialist
LifelancerChicago, Illinois, USA- Promoted
Regulatory Specialist
CG LifeChicago, IL, US
Regulatory GAAP and Statutory Investment Reporting Analyst
Lincoln Financial GroupChicago, IL (Illinois)- Promoted
Regulatory Legal Counsel
IMC TradingChicago, IL, US
Sr Regulatory Analyst - Pharmacy
HCSCChicago, IL, US- Promoted
Regulatory Counsel, Regulatory Compliance
Green Thumb IndustriesChicago, IL, United States
Senior Regulatory Implementation & Assurance Analyst
Highmark HealthIL, Working at Home, Illinois- Promoted
Senior Regulatory Specialist
Fresenius Kabi USA, LLCChicago, IL, United States- Promoted
Senior Analyst, Regulatory Affairs
Adtalem Global Education IncChicago, IL, United States- Promoted
Regulatory Counsel, Regulatory Compliance
Green Thumb Industries INCChicago, IL, United States
Sr Regulatory Analyst - Pharmacy
Health Care Service CorporationChicago Illinois HQ- Promoted
Regulatory Counsel
Beazley GroupChicago, IL, United States
Treasury Liquidity Regulatory Reporting Analyst Sr.
Huntington National BankChicago, IL- Promoted
Energy Regulatory Counsel
RWE AGChicago, IL, United States- Promoted
Regulatory Counsel
BeazleyChicago, IL, United States
Senior Analyst, Regulatory Affairs
Chamberlain UniversityChicago, IL, USRegulatory Correspondence Production Analyst
Interactive BrokersChicago, IL, US- Full-time
Job Description
Job Description
Company Overview
Interactive Brokers Group, Inc. (Nasdaq : IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is a hybrid role (3 days in office / 2 days remote).
IBKR seeks to hire a Regulatory Correspondence Production Analyst in our Chicago, Illinois, office. This position offers excellent growth potential for highly motivated and exceptional performers. This role will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, and USA PATRIOT Act, as well as anti-terrorism financing, sanctions, anti-money laundering, and securities laws and regulations
Responsibilities :
- Gather client account records and other responsive documents and prepare response letters to law enforcement and regulatory inquiries
- Coordinate with other compliance analysts to help complete regulatory investigations
- Identify areas for improvement and streamline current processes and workflows
- Draft and update procedures, as necessary
The ideal candidate will have some experience (preferably 2-3 years) in an internal audit, legal, accounting, or other financial services firm or regulatory control function. We may also consider applicants who are project assistants or paralegals with experience working in a legal department or law firm, as well as candidates with excellent bachelor 's-level educational credentials.
Qualifications and Skills :
To be successful in this position, you will have the following :
Company Benefits & Perks