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Compliance specialist Jobs in Olathe, KS

Last updated: 1 day ago
  • Promoted
Compliance Officer

Compliance Officer

Larson Maddoxkansas, KS, United States
Full-time
An established investment management firm with over $30 billion in assets under management is seeking a talented and detail-oriented Compliance Officer for its Kansas City office.The firm specializ...Show moreLast updated: 2 days ago
  • Promoted
Corporate Counsel - Government Subsidy Programs Compliance

Corporate Counsel - Government Subsidy Programs Compliance

T-MobileOverland Park, KS, United States
$123,200.00–$222,200.00 yearly
Full-time +1
At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big love we give our customers. All team members receive a competitive base salary and compensation packa...Show moreLast updated: 1 day ago
  • Promoted
Billing Specialist

Billing Specialist

City Wide Facility SolutionsOverland Park, KS, United States
Full-time
This position is primarily responsible for maintaining and billing all contract customer accounts, reviewing accounts receivable customer postings and collection activities for janitorial contract ...Show moreLast updated: 1 day ago
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Software Compliance Analyst

Software Compliance Analyst

KVC Health SystemsOlathe, KS, US
Full-time
Ensures quality software products are deployed to enhance the work and mission of KVC by testing system requirement compliance, detection of software bugs, and end user training / support.Work as a t...Show moreLast updated: 3 days ago
Manager, EH&S Compliance

Manager, EH&S Compliance

Cogent CommunicationsOverland Park, KS
Cogent Communications is a global, Tier 1 facilities-based ISP, consistently ranked as one of the top five networks in the world and is publicly traded on the NASDAQ Stock Market under the ticker s...Show moreLast updated: 30+ days ago
  • Promoted
EHS Specialist

EHS Specialist

TVH AmericasOlathe, KS, United States
Full-time
Full-time | Safety | Location - Olathe, KS, 66022.Utilize your knowledge of safety practices to support business growth.Collaborate with the EHS Manager to ensure the effective execution of safety ...Show moreLast updated: 16 days ago
  • Promoted
Government Compliance Coordinator

Government Compliance Coordinator

TerraconOlathe, KS, United States
Office Management / Administration.Performs variety of invoicing and government support activities including entering, reviewing, processing, auditing, and reporting of information and ensuring that ...Show moreLast updated: 14 days ago
Manager, Compliance Training & Awareness

Manager, Compliance Training & Awareness

PanasonicDe Soto, KS,
$110,000.00–$130,000.00 yearly
Panasonic Compliance Training and Awareness Manager.Every moment of every day, people all over the world turn to Panasonic to make their lives simpler, more enjoyable, more productive and more secu...Show moreLast updated: 30+ days ago
Senior Compliance Consultant / GCP Auditor

Senior Compliance Consultant / GCP Auditor

ProPharma GroupOverland Park
Full-time
For the past 20 years, ProPharma has improved the health and wellness of patients by providing advice and expertise that empowers biotech, med device, and pharmaceutical organizations of all sizes ...Show moreLast updated: 30+ days ago
  • Promoted
Collections Specialist

Collections Specialist

WellSkyOverland Park, KS, United States
Full-time
The scope of this job includes maintaining positive cash flow and minimizing bad debt risks for the organization.This position is based at WellSky's World Headquarters in Overland Park, KS.We invit...Show moreLast updated: 5 days ago
Claim Regulatory Compliance Manager

Claim Regulatory Compliance Manager

020 Travelers Indemnity CoOverland Park,KS
$99,700.00–$164,500.00 yearly
Full-time
Taking care of our customers, our communities and each other.By honoring this commitment, we have maintained our reputation as one of the best property casualty insurers in the industry for over 16...Show moreLast updated: 30+ days ago
BSA Compliance Officer KS

BSA Compliance Officer KS

Adams, Inc.KS, US
Job Leads are potential openings we are willing to investigate for you.By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth : BSA ...Show moreLast updated: 30+ days ago
Analyst, Business Compliance- Remote

Analyst, Business Compliance- Remote

CVS HealthKansas, Work At Home, US
$40,600.00–$85,100.00 yearly
Remote
Full-time
Bring your heart to CVS Health.Every one of us at CVS Health shares a single, clear purpose : Bringing our heart to every moment of your health. This purpose guides our commitment to deliver enhanced...Show moreLast updated: 30+ days ago
Partner Compliance Specialist

Partner Compliance Specialist

SelectQuote Insurance ServicesOverland Park, KS
Founded in 1985, SelectQuote provides solutions that help consumers protect their most valuable assets : their families, health and property. The company pioneered the model of providing unbiased com...Show moreLast updated: 30+ days ago
  • Promoted
Child Care Licensing Specialist (Compliance Specialist II)

Child Care Licensing Specialist (Compliance Specialist II)

Johnson County, KansasOlathe, KS, United States
Full-time
A career with Johnson County Government is more than just a job, it is an opportunity to serve a diverse and expanding community in meaningful ways. We challenge ourselves to be a different kind of ...Show moreLast updated: 14 days ago
Aviation Compliance Engineer

Aviation Compliance Engineer

GarminOlathe, Kansas, US
Overview We are seeking a full-time Aviation Compliance Engineer in our Olathe, KS location.In this role, you will be responsible for partnering with cross-functional engineering teams and outside ...Show moreLast updated: 30+ days ago
Product Compliance Consultant (PFML / Disability)

Product Compliance Consultant (PFML / Disability)

The StandardKS
$84,000.00–$123,250.00 yearly
Remote
Full-time
At The Standard, you’ll join a team focused on putting our customers first.Our continued success is driven by a high-performance culture. We’re looking for people who are collaborative, accountable,...Show moreLast updated: 30+ days ago
  • Promoted
Child Care Licensing Specialist (Compliance Specialist II)

Child Care Licensing Specialist (Compliance Specialist II)

Johnson County GovernmentOlathe, KS, United States
$35.43 hourly
Full-time
Child Care Licensing Specialist (Compliance Specialist II).Healthcare, Welfare, and Social Services.Full Time - Regular (Full Benefits). Department of Health and Environment.Monday - Friday, 8 : 00 am...Show moreLast updated: 30+ days ago
  • Promoted
Senior Compliance Manager - Lending

Senior Compliance Manager - Lending

Sunflower Bank, N.A.Overland Park, KS, US
Full-time
Senior Compliance Manager (Lending).Overland Park, KS or other Sunflower KS office locations available.Hybrid and potential fully remote options available. MUST HAVE : Mid to Large banking environmen...Show moreLast updated: 30+ days ago
Claim Regulatory Compliance Manager

Claim Regulatory Compliance Manager

TravelersOverland Park,KS
Full-time
Taking care of our customers, our communities and each other.By honoring this commitment, we have maintained our reputation as one of the best property casualty insurers in the industry for over 16...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

Larson Maddoxkansas, KS, United States
2 days ago
Job type
  • Full-time
Job description

An established investment management firm with over $30 billion in assets under management is seeking a talented and detail-oriented Compliance Officer for its Kansas City office. The firm specializes in structured credit, corporate credit, and other credit mandates, serving a diverse client base that includes institutional clients, registered investment advisors, and high net worth individuals. With a team of seasoned professionals and a strong performance track record, this firm offers an excellent opportunity for growth and development. This role will require 5 days a week in office, no exceptions!

Key Responsibilities :

  • Review advertising materials to ensure compliance with SEC, FINRA rules, and internal policies
  • Conduct forensic testing of electronic communications
  • Manage and maintain the compliance calendar
  • Monitor compliance with the firm's code of ethics, including policies on personal trading, gifts & entertainment, and political contributions
  • Assist with new hire onboarding, ongoing training, and implementation of new regulations
  • Support regulatory reporting, including Form ADV and Form PF
  • Contribute to the firm's annual compliance review and risk assessment
  • Assist with regulatory examinations and preparation of compliance reports for management and the board
  • Stay updated on regulatory changes impacting the firm and assist in preparing for these changes
  • Take on various compliance-related tasks as needed

Qualifications :

  • Bachelor's degree required
  • 1-5 years of experience, preferably in asset management or financial services
  • Exceptional attention to detail, organization, and ability to thrive in a fast-paced environment
  • Strong written and verbal communication skills
  • Ability to manage multiple priorities and meet tight deadlines
  • Excellent problem-solving, research, and time management skills
  • Collaborative team player with the ability to work independently
  • Our client is open to different types of compliance backgrounds as well as anyone interested in moving to the compliance space! Apply today : )