Compliance manager Jobs in Syracuse, NY
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Compliance manager • syracuse ny
Last updated: 16 hours ago
Key compliance responsibilities and tasks will include the following : .Support CCO : Assist the Chief Compliance Officer with day-to-day compliance functions, ensuring adherence to policies, reportin...Show moreLast updated: 16 hours ago
Wise is a global technology company, building the best way to move and manage the world’s money.Whether people and businesses are sending money to another country, spending abroad, or making and re...Show moreLast updated: 13 days ago
Responsibilities Related Affordable has an exciting career growth opportunity for an Affordable Housing Compliance Specialist within our dynamic team.
This position will report to the Director of Co...Show moreLast updated: 30+ days ago
Role specifics : - Jurisdictions : Required - NY - Licenses : Required - NY - Location : This role is eligible for fully remote work.
How you'll make an impact Investigates, evaluates, disposes and sett...Show moreLast updated: 30+ days ago
The Compliance Specialist is responsible for monitoring billing records to ensure compliance with Federal and State regulations for the Centers for Medicare & Medicaid Services and HHS requirements...Show moreLast updated: 19 days ago
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departme...Show moreLast updated: 30+ days ago
Are you a detail-oriented professional excelling in organization, leadership and communication? Do you have the ability to juggle multiple priorities and meet deadlines without breaking a sweat? Do...Show moreLast updated: 30+ days ago
We are seeking an experienced and motivated Sales Executive to join our New York-based team, focusing on selling cutting-edge multi-asset trade surveillance solutions to financial institutions and ...Show moreLast updated: 30+ days ago
We're hiring a Manager, Member & Provider Compliance to join our Strategy team.Oscar is the first health insurance company built around a full stack technology platform and a focus on serving our m...Show moreLast updated: 30+ days ago
DISTINGUISHING FEATURES OF THE CLASS.The Grant Compliance Specialist plays a critical role in ensuring adherence to HUD Choice Neighborhoods Implementation (CNI) grant requirements, regulations, an...Show moreLast updated: 30+ days ago
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department.Fortress is a leading SEC-registered investment adviser (operating in multiple foreign j...Show moreLast updated: 30+ days ago
Assisting in registering clients as investment advisers with the SEC.Preparing policies and procedures, reports, memoranda and other client deliverables.
Supporting senior consultants with client en...Show moreLast updated: 28 days ago
Join the Canacre team in an exciting role working on leading edge infrastructure projects.We are technical experts in land, energy, and transportation development delivering accurate, innovative, a...Show moreLast updated: 30+ days ago
Capital is powering the worlds alternative investment marketplace.Our financial technology platform has transformed how advisors, wealth management firms, asset managers, & banks evaluate & recomme...Show moreLast updated: 30+ days ago
Helio Health is looking for a detail oriented and analytical .The Compliance Specialist will be responsible for supporting Helio Health’s internal Compliance department, including incident review a...Show moreLast updated: 30+ days ago
- Promoted
- New!
Compliance Manager, Pathway to CCO
Atlantic GroupWestchester County, NY, United States$175,000.00–$225,000.00 yearly
Full-time
Compliance Advisory Senior Manager
WiseNew York, USFull-time
Compliance Specialist
Related CompaniesNew York, US$75,000.00–$90,000.00 yearly
Compliance Analyst
GallagherSyracuse, New York$25,000.00 yearly
- Promoted
Compliance Specialist
Community OptionsEast Syracuse, NY, United States$65,000.00 yearly
Full-time
Operational Compliance Analyst.
CLEARNew York, US$80,000.00–$100,000.00 yearly
Government Contract Compliance Manager
HR Partners, Inc.NY, USQuick Apply
Compliance Officer
Morgan StanleyNew York, US Europe, Middle East, Africa-Saudi Arabia-Saudi Arabia-RiyadhEducation Level : Bachelor's Degree.ComplianceEmployment Type : Full TimeJob Level : Director.
Morgan Stanley, one of the world's largest financ...Show moreLast updated: 30+ days ago
Sales Executive - Compliance
Trading TechnologiesNew York, USFull-time
Quick Apply
Manager, Member & Provider Compliance
Oscar HealthNew York, US$92,880.00–$121,905.00 yearly
Remote
Manager, Regulatory Compliance and Permitting
RambollSyracuse, NY, US Job locations : Arlington, VA, Princeton, NJ, and Syracuse, NY.Richmond, VA; Bowie, MD; Hunt Valley, MD, USA are options as well.
Are you eager to develop your excellence in an inclusive, collaborati...Show moreLast updated: 30+ days ago
Specialist, Compliance
RXO, Inc.East Syracuse, NY, US, RXO is a leading provider of transportation solutions.With cutting-edge technology at the center, we’re revolutionizing the industry with our massive network and commitment to finding solutions for...Show moreLast updated: 30+ days ago
- Promoted
Grant Compliance Specialist
Syracuse Housing AuthoritySyracuse, NY, United StatesFull-time
Compliance Analyst
Fortress Investment GroupNew York, US$65,000.00 yearly
- Promoted
Private Fund Compliance Officer
JCW GroupWestchester County, NY, United StatesFull-time
Environmental Compliance Inspector
CanacreGenesee County, NY, USFull-time
Quick Apply
Tax Compliance - Analyst.
iCapital NetworkNew York, US$65,000.00–$75,000.00 yearly
Compliance Manager - Title & Escrow.
CompassNew York, US At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real ...Show moreLast updated: 30+ days ago
FCS - Compliance Coordinator
CA CIB AmericasNEW YORK, US Summary : Under the supervision of the FCS New-York, the Compliance Coordinator will work closely with the New York Compliance / CPL team to support the implementation and execution of compliance init...Show moreLast updated: 30+ days ago
Compliance Specialist
Helio HealthSyracuse, NY, US$57,000.00–$63,000.00 yearly
Compliance Manager, Pathway to CCO
Atlantic GroupWestchester County, NY, United States16 hours ago
Salary
$175,000.00–$225,000.00 yearly
Job type
- Full-time
Job descriptionBachelor’s degree required. Post graduate degree (JD or MBA) a plus but not required 5+ years of compliance related work experience Solid knowledge of relevant SEC regulatory requirements related to the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934 and the rules and regulation thereunder
Location : Midtown Manhattan
Compensation : $175K-$225K total compensation
Key compliance responsibilities and tasks will include the following :
- Support CCO : Assist the Chief Compliance Officer with day-to-day compliance functions, ensuring adherence to policies, reporting deadlines, and ongoing regulatory updates.
- Regulatory Monitoring & Reporting : Ensure the firm is in compliance with regulations (e.g., SEC, AML, Privacy Regulations, FINRA) and internal policies.
- Documentation & Recordkeeping : Maintain up-to-date compliance records, regulatory filings, and necessary documentation (e.g., Form ADV, compliance reports) and maintain ComplySci system.
- Employee Compliance : Ensure staff compliance on all regulatory matters and company policies, including ethical standards, securities reporting and attestations through ComplySci.
- Internal Compliance Reviews : Assist with periodic internal compliance audits, risk assessments, and monitoring of investment activities to ensure adherence to fund policies.
- Employee Onboarding & Offboarding : Oversee the onboarding process for new hires, following compliance procedures and firm requirements. Manage offboarding process. Assist CFO with employee term sheets, employment and separation agreements.
Requirements
43461